Your way to the certificate

Admission criteria written examination

The following conditions must be met by the candidate at the time of the oral examination:

• must be employed by a financial institution
• must have a client book, participate in such a book or work as an independent specialist for clients and be in direct contact with them.
• must have one of the roles defined in the examination provider's technical documentation
• must have passed all required

During the oral examination, examination experts systematically observe and assess the ability of the candidates to give advice. To make this assessment in a framework which is as close to reality as possible, the conduct and professional skills are tested on the basis of a simulated discussion with a client.

Inspection (only possible in case of failed oral examinations)

Sie können eine Einsichtnahme in Ihre mündliche Prüfung verlangen. Das Gesuch um Einsichtnahme i

If you failed the examination, you can ask to inspect the examination documents. The application for inspection has to be submitted in writing within 30 days of receiving the results. The inspection of documents is subject to a fee (CHF 400). The fee will be reimbursed if a subsequent appeal is upheld.

Click here for the relevant letter template.