The course for the “Compliance Professional Finance” certificate comprises six modules:
A SAQ certificate will be issued if the requisite modules have been completed and all the relevant end-of-module exams (multiple-choice questions) have been passed.
Two levels of certification are available:
The course for the Compliance Professional Finance – Foundation Level certificate comprises the following modules, each rounded off with a written exam:
Requirements for the Foundation Level
This certification course is open to anyone whose work involves aspects of compliance.
The course for the Compliance Professional Finance – Expert Level certificate comprises the following modules, each rounded off with a written exam:
Requirements for the Expert Level
This certification course is open to all compliance officers who have passed the Foundation Level exam.
Recertification for the Foundation and Expert Level
Appropriate recertification measures must be presented in order to obtain a five-year extension on the validity period of a certificate that has been granted. This can be provided by demonstrating completion of at least 15 learning hours or by sitting a recertification exam.
Candidates for recertification must be working in a compliance role when they submit their recertification request.