Examination in Compliance Professional Finance (Foundation or Expert Level)

Candidates must pass a written exam (multiple-choice questions) set by the SAQ in order to obtain their certificate.

The Foundation Level exam in Compliance Professional Finance covers the following topics:

  • Compliance management in the financial sector
  • Combating money laundering and KYC
  • Financial market supervision I

 

The Expert Level exam in Compliance Professional Finance tests the following topics:

  • Financial market supervision II
  • International aspects and treaties
  • Data protection

 

You can find more information and sign up for the exam here.