Examination in Compliance Professional Finance (Foundation or Expert Level)

Candidates must pass a written exam (multiple-choice questions) set by the SAQ in order to obtain their certificate.

The Foundation Level exam in Compliance Professional Finance covers the following topics:

• Compliance management in the financial sector
• Combating money laundering and KYC
• Financial market supervision I

The Expert Level exam in Compliance Professional Finance tests the following topics:

• Financial market supervision II
• International aspects and treaties
• Data protection

You can find more information and sign up for the exam here.